FinextraBusiness & Tech• 1 min read

Finra fines Webull $4.2m for AML and best execution failures

Published 5 November 2026, 8:18pm

Digital investing platform Webull has been fined $4.2 million by US regulators for failing to roll out "reasonably designed" programmes for anti-money laundering, identity theft prevention and best execution.

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Finra fines Webull $4.2m for AML and best execution failures

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